Regulators Punish 5 Brokers

CRIEnglish: China Securities Watchdog Punishes Five Brokers
The five brokers include Huatai Securities, Haitong Securities, Guangfa Securities, Founder Securities and Zheshang Futures, according to the China Securities Regulatory Commission (CSRC).

The first four brokers were accused of failing to check and verify clients' real identities, while Zheshang Futures was accused of flawed risk control.
Haitong was hit with the largest fines of more than 100 million yuan.

Sina: 证监会:对华泰证券海通证券等5机构行政处罚

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